SEC Form 4 · accession 0001437749-17-002569
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Bodor
Officer — VP/General Manager-Americas
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2017 | A | 6,430 | $58.35 | A | 16,070 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $58.35 | Feb 13, 2017 | A | 4,535 | A | — | Feb 13, 2027 | Common Stock | 4,535 | 4,535 | D |
Explanation of responses
- F1The restricted stock units vest as to 20% of the shares in five annual installments beginning on February 13, 2018.
- F2Reports the total number of shares of Common Stock of the issuer held by the reporting person as of February 15, 2017, including 200 shares purchased on May 16, 2016 and 237 shares purchased on November 15, 2016 through the issuer's Employee Stock Purchase Plan program.
- F3The option vests as to 20% of the shares in five annual installments beginning on February 13, 2018.