SEC Form 4 · accession 0001437749-16-043653
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Fein
Officer — Chief Revenue Officer
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2016 | A | 1,850 | $0.00 | A | 1,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $54.20 | Dec 19, 2016 | A | 3,835 | A | — | Dec 19, 2026 | Common Stock | 3,835 | 3,835 | D |
Explanation of responses
- F1The restricted stock units vest as to 20% of the shares in five annual installments beginning on February 13, 2018.
- F2The option vests as to 20% of the shares in five annual installments beginning on February 13, 2018.