SEC Form 4 · accession 0001437749-16-029608
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rainer Gawlick
Director
Period of report
Apr 14, 2016
Accepted (ET)
Apr 18, 2016 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2016 | M | 4,000 | $5.56 | A | 7,364 | D | |
| Common Stock | Apr 14, 2016 | S | 4,000 | $80.00 | D | 3,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.56 | Apr 14, 2016 | M | 4,000 | D | — | Apr 28, 2019 | Common Stock | 4,000 | 12,500 | D |
Explanation of responses
- F1Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2014. The transactions reported on this Form 4 conclude the transactions contemplated by the Rule 10b5-1 trading plan.
- F2Fully vested.