SEC Form 4 · accession 0001437749-16-029043
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B. Tumelty
Officer — VP/GM & Managing Director-EMEA
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2016 | M | 21,000 | $0.00 | A | 31,627 | D | |
| Common StockF2 | Mar 31, 2016 | S | 12,658 | $77.13 | D | 18,969 | D | |
| Common Stock | Mar 31, 2016 | S | 1,848 | $78.00 | D | 17,121 | D | |
| Common Stock | Mar 31, 2016 | S | 6,494 | $78.10 | D | 10,627 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $7.86 | Mar 31, 2016 | M | 21,000 | D | — | Dec 21, 2021 | Common Stock | 21,000 | 0 | D |
Explanation of responses
- F1Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2015.
- F2Reflects the weighted average price of 12,658 shares of common stock of Proto Labs, Inc. sold by the reporting person on March 31, 2016 with sale prices ranging from $76.77 to $77.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Fully vested.