SEC Form 4 · accession 0001437749-16-027173
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Goodman
Director
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | M | 1,000 | $4.27 | A | 8,263 | D | |
| Common StockF1 | Mar 7, 2016 | S | 1,000 | $73.56 | D | 7,263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $4.27 | Mar 7, 2016 | M | 1,000 | D | — | Jul 10, 2017 | Common Stock | 1,000 | 500 | D |
Explanation of responses
- F1Reflects the weighted average price of 1,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on March 7, 2016 with sale prices ranging from $73.55 to $73.57 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Fully vested.