SEC Form 4 · accession 0001437749-16-025085
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Way
Officer — Chief Financial Officer
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2016 | A | 6,480 | $57.88 | A | 12,626 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $26.45 | Feb 8, 2016 | A | 14,185 | A | — | Feb 8, 2026 | Common Stock | 14,185 | 14,185 | D |
Explanation of responses
- F1The restricted stock units vest as to 20% of the shares in five annual installments beginning on February 13, 2017.
- F2Reports the total number of shares of Common Stock of the issuer held by the reporting person as of February 8, 2016, including a total of 356 shares of Common Stock of the issuer purchased by the reporting person through the issuer's Employee Stock Purchase Plan program on November 16, 2015.
- F3The option vests as to 20% of the shares in five annual installments beginning on February 13, 2017.