SEC Form 4 · accession 0001437749-15-016085
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B. Tumelty
Officer — VP/GM & Managing Director-EMEA
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | M | 5,428 | $30.58 | A | 9,649 | D | |
| Common Stock | Aug 14, 2015 | M | 6,468 | $47.08 | A | 16,117 | D | |
| Common StockF1 | Aug 14, 2015 | S | 9,000 | $73.7888 | D | 7,117 | D | |
| Common StockF2 | Aug 17, 2015 | S | 400 | $74.705 | D | 6,717 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $30.58 | Aug 14, 2015 | M | 5,428 | D | — | May 7, 2022 | Common Stock | 1,440 | 8,142 | D |
| Employee Stock Option (right to buy)F4 | $47.08 | Aug 14, 2015 | M | 6,468 | D | — | Feb 15, 2023 | Common Stock | 1,056 | 9,702 | D |
Explanation of responses
- F1Reflects the weighted average price of 9,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on August 14, 2015 with sale prices ranging from $73.55 to $74.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the weighted average price of 400 shares of common stock of Proto Labs, Inc. sold by the reporting person on August 14, 2015 with sale prices ranging from $74.66 to $74.84 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The option vests as to 20% of the shares in five installments beginning on May 7, 2013.
- F4The option vests as to 20% of the shares in five installments beginning on February 15, 2014.