SEC Form 4 · accession 0001437749-15-010967
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rainer Gawlick
Director
Period of report
May 21, 2015
Accepted (ET)
May 22, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2015 | A | 715 | $0.00 | A | 3,763 | D | |
| Common StockF3 | May 21, 2015 | S | 399 | $69.7466 | D | 3,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $31.08 | May 20, 2015 | A | 1,609 | A | — | May 19, 2025 | Common Stock | 1,609 | 1,609 | D |
Explanation of responses
- F1The restricted stock units vest in full on the earlier of 5/20/16 or the date of the Company's 2016 annual meeting of shareholders.
- F2Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2014.
- F3Reflects the weighted average price of 399 shares of common stock of Proto Labs, Inc. sold by the reporting person on May 21, 2015 with sale prices ranging from $69.72 to $69.81 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The option vests in full on the earlier of 5/20/16 or the date of the Company's 2016 annual meeting of shareholders.