SEC Form 4 · accession 0001437749-15-006619
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Goodman
Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 1, 2015 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2015 | M | 500 | $4.27 | A | 7,548 | D | |
| Common StockF2 | Apr 1, 2015 | S | 500 | $69.756 | D | 7,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $4.27 | Apr 1, 2015 | M | 500 | D | — | Jul 10, 2017 | Common Stock | 500 | 2,000 | D |
Explanation of responses
- F1Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2015.
- F2Reflects the weighted average price of 500 shares of common stock of Proto Labs, Inc. sold by the reporting person on April 1, 2015 with sale prices ranging from $69.64 to $69.93 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Fully vested.