SEC Form 4 · accession 0001443646-19-000031
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Laben
Officer — EVP, CLO and Secretary
Period of report
Mar 11, 2019
Accepted (ET)
Mar 12, 2019 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 11, 2019 | M | 2,034 | $17.67 | A | 36,464 | D | |
| Class A Common StockF3,F2 | Mar 11, 2019 | S | 2,034 | $55.02 | D | 34,430 | D | |
| Class A Common StockF1,F2 | Mar 11, 2019 | M | 12,966 | $26.41 | A | 47,396 | D | |
| Class A Common StockF3,F2 | Mar 11, 2019 | S | 12,966 | $55.02 | D | 34,430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $17.67 | Mar 11, 2019 | M | 2,034 | D | — | Nov 21, 2023 | Class A Common Stock | 2,034 | 0 | D |
| Class A Common StockF5 | $26.41 | Mar 11, 2019 | M | 12,966 | D | — | Feb 8, 2026 | Class A Common Stock | 12,966 | 27,545 | D |
Explanation of responses
- F1The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2018.
- F2Includes restricted stock units.
- F3The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2018.
- F4All options are fully vested and exercisable.
- F53,238 options remain fully vested and exercisable. The remaining options vest and become exercisable, subject to the Reporting Person's continued employment, ratably on March 31, 2019, 2020 and 2021. These options fully vest and become exercisable immediately prior to the effective date of certain change in control events.