SEC Form 4 · accession 0001443646-19-000019
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Horacio Rozanski
Officer — President and CEO · Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 31, 2019 | M | 45,000 | $6.45 | A | 619,232 | D | |
| Class A Common StockF3,F2 | Jan 31, 2019 | S | 45,000 | $49.00 | D | 574,232 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $6.45 | Jan 31, 2019 | M | 45,000 | D | — | Apr 29, 2020 | Class A Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2018.
- F2Includes restricted stock units.
- F3The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2018.
- F4All options are fully vested and exercisable.