SEC Form 4 · accession 0001443646-18-000115
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan L Penfield
Officer — Executive Vice President
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 13, 2018 | M | 28,040 | $4.28 | A | 63,424 | D | |
| Class A Common StockF2,F1 | Jun 13, 2018 | S | 28,040 | $45.25 | D | 35,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $4.28 | Jun 13, 2018 | M | 28,040 | D | — | Nov 19, 2018 | Class A Common Stock | 28,040 | 0 | D |
Explanation of responses
- F1Includes restricted stock units.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.13 to $45.33, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3All options are fully vested and exercisable.