SEC Form 4 · accession 0001443646-17-000151
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth M Thompson
Officer — EVP & Chief Personnel Officer
Period of report
Sep 28, 2017
Accepted (ET)
Sep 29, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 28, 2017 | M | 28,000 | $4.28 | A | 63,173 | D | |
| Class A Common StockF3,F2 | Sep 28, 2017 | S | 28,000 | $36.69 | D | 35,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $4.28 | Sep 28, 2017 | M | 28,000 | D | — | Nov 19, 2018 | Class A Common Stock | 28,000 | 0 | D |
Explanation of responses
- F1The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2017.
- F2Includes restricted stock units.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2017.
- F4All options are currently vested. Options vested and became exercisable ratably on June 30, 2009, 2010, 2011, 2012 and 2013, subject to the Reporting Person's continued employment, and, in certain circumstances, achievement of EBITDA or cash flow performance goals.