SEC Form 4 · accession 0001443646-17-000069
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Mahaffee
Officer — EVP, CAO and CISO
Period of report
May 25, 2017
Accepted (ET)
May 30, 2017 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 25, 2017 | M | 50,000 | $4.28 | A | 202,666 | D | |
| Class A Common StockF3,F2 | May 25, 2017 | S | 50,000 | $39.00 | D | 152,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $4.28 | May 25, 2017 | M | 50,000 | D | — | Nov 19, 2018 | Class A Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2016.
- F2Includes restricted stock units.
- F3The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2016.
- F4All options are currently vested. Options vested and became exercisable ratably on June 30, 2011, 2012 and 2013, subject to achievement of EBITDA performance goals and the Reporting Person's continued employment.