SEC Form 4 · accession 0001443646-16-000215
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Horacio Rozanski
Officer — President and CEO · Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 5, 2016 | M | 61,020 | $4.28 | A | 772,897 | D | |
| Class A Common StockF2,F1 | Dec 5, 2016 | S | 61,020 | $37.5705 | D | 711,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $4.28 | Dec 5, 2016 | M | 61,020 | D | — | Nov 19, 2018 | Class A Common Stock | 61,020 | 0 | D |
Explanation of responses
- F1Includes shares of Class A restricted common stock and restricted stock units.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.55 to $37.65, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3All options are vested and exercisable. Options vested and became exercisable ratably on June 30, 2011, 2012 and 2013, subject to the Reporting Person's continued employment, and, in certain circumstances, achievement of EBITDA or cash flow performance goals.