SEC Form 4 · accession 0001443646-15-000085
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Logue
Officer — Executive Vice President
Period of report
Sep 14, 2015
Accepted (ET)
Sep 15, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 14, 2015 | M | 47,081 | $0.01 | A | 517,860 | D | |
| Class A Common StockF1 | Sep 14, 2015 | D | 4 | $26.50 | D | 517,856 | D | |
| Class A Common StockF2,F1 | Sep 14, 2015 | S | 22,510 | $26.4728 | D | 495,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $0.01 | Sep 14, 2015 | M | 47,081 | D | — | Sep 15, 2015 | Class A Common Stock | 47,081 | 0 | D |
Explanation of responses
- F1Includes shares of Class A restricted common stock and restricted stock units.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.4087 to $26.51, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of sharessold at each separate price within the range set forth in this footnote.
- F3The options reported in this transaction became exercisable on June 30, 2015. All options must be exercised within 77 days following the exercise date unless the reporting person receives written consent from the issuer, in which case, such options may be exercised through the end of the year in which they become exercisable. Upon exercise of an option, the reporting person must sell to the issuer, and it must repurchase at par value, one share of Class E special voting common stock for each option exercised.