SEC Form 4 · accession 0001443646-15-000083
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Horacio Rozanski
Officer — President and CEO · Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 4, 2015 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 2, 2015 | M | 56,497 | $0.01 | A | 773,175 | D | |
| Class A Common StockF1 | Sep 2, 2015 | D | 4 | $26.65 | D | 773,171 | D | |
| Class A Common StockF2,F1 | Sep 2, 2015 | F | 28,794 | $26.3539 | D | 744,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $0.01 | Sep 2, 2015 | M | 56,497 | D | — | Sep 15, 2015 | Class A Common Stock | 56,497 | 0 | D |
Explanation of responses
- F1Includes shares of Class A restricted common stock and restricted stock units.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.45, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The options reported in this transaction became exercisable on June 30, 2015. All exercisable options must be exercised within 77 days following the exercise date unless the reporting person receives written consent from the issuer, in which case, such options may be exercised through the end of the year in which they become exercisable. Upon exercise of an option, the reporting person must sell to the issuer, and it must repurchase at par value, one share of Class E special voting common stock for each option exercised.