SEC Form 4 · accession 0001443646-15-000025
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Horacio Rozanski
Officer — President and CEO · Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 10, 2015 | M | 50,000 | $4.28 | A | 650,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $4.28 | Jun 10, 2015 | M | 37,010 | A | — | Nov 19, 2018 | Class A Common Stock | 37,010 | 0 | D |
| Employee Stock Option (right to buy)F3 | $4.28 | Jun 10, 2015 | M | 12,990 | A | — | Nov 19, 2018 | Class A Common Stock | 12,990 | 0 | D |
Explanation of responses
- F1Includes shares of Class A restricted common stock and restricted stock units.
- F2These options vested and became exercisable on June 30, 2011, 2012, and 2013 subject to the reporting person's continued employment.
- F3These options vested and became exercisable on June 30, 2013 subject to the achievement of EBITDA performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied.