SEC Form 3 · accession 0001493152-18-001298
WEARABLE HEALTH SOLUTIONS, INC. · WHSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandor Capital Master Fund, L.P.
10% Owner
Period of report
Dec 30, 2016
Accepted (ET)
Jan 31, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 5,094,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Preferred StockF1,F3,F2 | — | holding | — | — | — | Apr 21, 2016 | — | Series D Stock | 400,000 | — | D |
| WarrantsF1 | $0.01 | holding | — | — | — | Apr 21, 2016 | Apr 21, 2019 | Common Stock | 35,000,000 | — | D |
Explanation of responses
- F1John S. Lemak is the Manager of Sandor Capital Master Fund, L.P. and is such capacity has voting and depository power over securities held by such entity.
- F2There is no expiration date with respect to the Series D Convertible Preferred Stock or conversion thereof.
- F3Each share of Series D Convertible Preferred Stock is convertible into 100 shares of common stock, subject to a 4.99% beneficial ownership blocker.