SEC Form 4/A · accession 0001144204-19-000428
Bluerock Residential Growth REIT, Inc. · BRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ramin Kamfar
Officer — Chairman, CEO and President · Director
Period of report
Dec 24, 2018
Accepted (ET)
Jan 3, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442626
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OP UnitsF1,F2,F3 | — | Dec 24, 2018 | J | 27,692 | D | — | — | Class A Common Stock | 27,692 | 4,391,367 | I |
Explanation of responses
- F1This amendment is being filed to correct a clerical error in the fourth line in Table II in the Form 4 filed on December 26, 2018 which erroneously reflected the number of OP Units disposed of by R. Ramin Kamfar as "69,713". This amended Form 4 is intended to correct the fourth entry in Table II to reflect that the number of OP Units disposed of by Mr. Kamfar is instead 27,692.
- F2Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by BRG Manager, LLC (the "Manager"), in which Mr. Kamfar owns an indirect 52% interest.
- F3Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.