SEC Form 5 · accession 0001144204-18-046125
Bluerock Residential Growth REIT, Inc. · BRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ramin Kamfar
Officer — Chairman and CEO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Aug 23, 2018 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B-1 Common StockF1,F2 | Mar 23, 2015 | J | 3,383 | — | D | 0 | I | See Footnote |
| Class A Common StockF1,F2 | Mar 23, 2015 | J | 3,383 | — | A | 14,763 | I | See Footnote |
| Class B-2 Common StockF1,F2 | Sep 19, 2015 | J | 3,383 | — | D | 0 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 19, 2015 | J | 3,383 | — | A | 14,763 | I | See Footnote |
| Class B-3 Common StockF1,F2 | Mar 17, 2016 | J | 3,383 | — | D | 0 | I | See Footnote |
| Class A Common StockF1,F2 | Mar 17, 2016 | J | 3,383 | — | A | 14,763 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions were the result of the automatic conversion of shares of Class B-1, B-2 and B-3 Common Stock into shares of Class A Common Stock on the dates indicated.
- F2These shares are owned by BER Holdings, LLC and indirectly by Mr. Kamfar as owner of BER Holdings, LLC.