SEC Form 4/A · accession 0001144204-18-044191
Bluerock Residential Growth REIT, Inc. · BRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ramin Kamfar
Officer — Chairman, CEO and President · Director
Period of report
Feb 21, 2018
Accepted (ET)
Aug 14, 2018 · 6:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442626
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP UnitsF1,F2 | — | Feb 21, 2018 | A | 128,398 | A | — | — | Class A common stock | 128,398 | 1,029,149 | I |
Explanation of responses
- F1This amendment is being filed to correct a clerical error in the first line in Table II in the Form 4 filed on February 22, 2018 which erroneously reflected the number of LTIP Units acquired and total number of LTIP Units beneficially owned by R. Ramin Kamfar as "123,898 and 1,024,149, respectively". This amended Form 4 is intended to correct the first entry in Table II to reflect that the number of LTIP Units acquired and total number of LTIP Units beneficially owned by Mr. Kamfar are instead 128,398 and 1,029,149, respectively.
- F2These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.