SEC Form 4 · accession 0001144204-17-047073
Bluerock Residential Growth REIT, Inc. · BRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ramin Kamfar
Officer — Chairman, CEO and President · Director
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 800 | — | D | 50,765 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 400 | — | D | 50,365 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 400 | — | D | 49,965 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 800 | — | D | 49,165 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 800 | — | D | 48,365 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 500 | — | D | 47,865 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 1,500 | — | D | 46,365 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 750 | — | D | 45,615 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 750 | — | D | 44,865 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 800 | — | D | 44,065 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 1,100 | — | D | 42,965 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 750 | — | D | 42,215 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 500 | — | D | 41,715 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 2,500 | — | D | 39,215 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 1,000 | — | D | 38,215 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 1,100 | — | D | 37,115 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 3,100 | — | D | 34,015 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 500 | — | D | 33,515 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 400 | — | D | 33,115 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 19,600 | — | D | 13,515 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 1,500 | — | D | 12,015 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 1,000 | — | D | 11,015 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 500 | — | D | 10,515 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 2,000 | — | D | 8,515 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 1,000 | — | D | 7,515 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 600 | — | D | 6,915 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 800 | — | D | 6,115 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 1,000 | — | D | 5,115 | I | See Footnote |
| Class A Common StockF1,F2 | Sep 5, 2017 | S$0 | 500 | — | D | 4,615 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.
- F2These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.