SEC Form 4 · accession 0001144204-16-122703
Bluerock Residential Growth REIT, Inc. · BRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ramin Kamfar
Officer — Chairman, CEO and President · Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 2, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 600 | — | D | 71,915 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 1,250 | — | D | 70,665 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 1,500 | — | D | 69,165 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 1,000 | — | D | 68,165 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 500 | — | D | 67,665 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 500 | — | D | 67,165 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 400 | — | D | 66,765 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 500 | — | D | 66,265 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 600 | — | D | 65,665 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 400 | — | D | 65,265 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 400 | — | D | 64,865 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 400 | — | D | 64,465 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 500 | — | D | 63,965 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 500 | — | D | 63,465 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 300 | — | D | 63,165 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 500 | — | D | 62,665 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 200 | — | D | 62,465 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 400 | — | D | 62,065 | I | See Footnote |
| Class A Common StockF1,F2 | Aug 31, 2016 | S$0 | 500 | — | D | 61,565 | I | See Footnote |
| Class A Common StockF3,F2 | Aug 31, 2016 | S$0 | 10,000 | — | D | 51,565 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were disposed of by transfer to an employee in consideration of employment. On the date of disposal, the closing price as reported on the NYSE MKT was $13.40 per share.
- F2These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.
- F3These shares were disposed of by transfer to a consultant in consideration of consulting services. On the date of disposal, the closing price as reported on the NYSE MKT was $13.40 per share.