SEC Form 4 · accession 0001144204-15-070758
Bluerock Residential Growth REIT, Inc. · BRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ramin Kamfar
Officer — Chairman, CEO and President · Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442626
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OP UnitsF1,F2 | — | Dec 10, 2015 | A | 11,228 | A | — | — | Class A Common Stock | 11,228 | 293,987 | I |
Explanation of responses
- F1Operating Partnership units ("OP units") may be settled in shares of the Issuer's Class A common stock at the option of the Issuer after a one year holding period, on a one-for-one basis.
- F2Represents OP Units acquired by Mr. Kamfar's spouse in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These OP Units are owned by Mr. Kamfar's spouse and Mr. Kamfar disclaims beneficial ownership in the OP units.