SEC Form 4 · accession 0001209191-18-060057
Quest Resource Holding Corp · QRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 20, 2018
Accepted (ET)
Nov 27, 2018 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 20, 2018 | J | 6,000 | $0.00 | D | 3,668,863 | I | By Southwest Green Investments, L.L.C. |
| Common StockF3 | holding | — | — | — | 1,444,911 | I | By Stockbridge Enterprises, L.P. | |
| Common StockF4 | holding | — | — | — | 1,500 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person transferred the shares to family in a private transaction for no consideration.
- F2The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.
- F3The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Saltz controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.
- F4The shares are owned directly by the Saltz & Noreen Revocable Family Trust.