SEC Form 4 · accession 0001209191-17-003678
Quest Resource Holding Corp · QRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie L Latham
Officer — Senior VP and CFO
Period of report
Jan 12, 2017
Accepted (ET)
Jan 13, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442236
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.50 | Jan 12, 2017 | A | 25,000 | A | — | Jan 12, 2027 | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option (Right to Buy)F2 | $2.50 | Jan 12, 2017 | A | 25,000 | A | Jan 12, 2018 | Jan 12, 2027 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on January 12, 2020.
- F2100% of the total number of shares subject to the option shall vest and become exercisable on January 12, 2018.