SEC Form 4/A · accession 0001209191-16-145400
Quest Resource Holding Corp · QRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David P Sweitzer
Officer — See remarks
Period of report
Oct 3, 2016
Accepted (ET)
Oct 7, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442236
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.08 | Oct 3, 2016 | A | 62,500 | A | — | Oct 3, 2026 | Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1One-fifth of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant until fully vested on October 3, 2021.
Remarks
The reporting person is an Executive Vice President and the Chief Operating Officer. This amended Form 4 is being filed solely to correct the exercise price.