SEC Form 4 · accession 0001209191-18-045313
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott G Stephenson
Officer — CEO and President · Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 32,031 | $16.10 | A | 689,839 | D | |
| Common Stock | Aug 1, 2018 | M | 13,263 | $28.20 | A | 703,102 | D | |
| Common StockF1 | Aug 1, 2018 | S | 700 | $111.96 | D | 702,402 | D | |
| Common StockF2 | Aug 1, 2018 | S | 15,769 | $112.90 | D | 686,633 | D | |
| Common StockF3 | Aug 1, 2018 | S | 1,700 | $113.59 | D | 684,933 | D | |
| Common StockF4 | Aug 1, 2018 | S | 8,211 | $115.00 | D | 676,722 | D | |
| Common Stock | Aug 2, 2018 | M | 18,974 | $28.20 | A | 695,696 | D | |
| Common StockF5 | Aug 2, 2018 | S | 11,746 | $115.04 | D | 683,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6,F7 | $16.10 | Aug 1, 2018 | M | 32,031 | D | — | Apr 1, 2019 | Common Stock | 32,031 | 59,854 | D |
| Stock OptionF8,F7 | $28.20 | Aug 1, 2018 | M | 13,263 | D | — | Apr 1, 2020 | Common Stock | 13,263 | 121,737 | D |
| Stock OptionF8,F7 | $28.20 | Aug 2, 2018 | M | 18,974 | D | — | Apr 1, 2020 | Common Stock | 18,974 | 102,763 | D |
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 plan that Mr. Stephenson entered into in order to cover the exercise price of the corresponding stock option and related tax obligation. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $111.32 to $112.29, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1).
- F2These shares were sold pursuant to a 10b5-1 plan that Mr. Stephenson entered into in order to cover the exercise price of the corresponding stock option and related tax obligation. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $112.46 to $113.30, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2).
- F3These shares were sold pursuant to a 10b5-1 plan that Mr. Stephenson entered into in order to cover the exercise price of the corresponding stock option and related tax obligation. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $113.32 to $113.74, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3).
- F4These shares were sold pursuant to a 10b5-1 plan that Mr. Stephenson entered into in order to cover the exercise price of the corresponding stock option and related tax obligation. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $115.00 to $115.03, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4).
- F5These shares were sold pursuant to a 10b5-1 plan that Mr. Stephenson entered into in order to cover the exercise price of the corresponding stock option and related tax obligation. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $115.00 to $115.12, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5).
- F6Stock Options outstanding under the Issuer's 1996 Incentive Plan.
- F7Immediately.
- F8Stock Options outstanding under the Issuer's 2009 Equity Incentive Plan.