SEC Form 4 · accession 0001209191-18-042475
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth E Thompson
Officer — EVP, Gen Counsel and Corp Sec
Period of report
Jul 11, 2018
Accepted (ET)
Jul 12, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2018 | M | 1,300 | $22.00 | A | 45,465 | D | |
| Common StockF1 | Jul 11, 2018 | S | 1,300 | $112.00 | D | 44,165 | D | |
| Common Stock | Jul 12, 2018 | M | 79,335 | $22.00 | A | 123,500 | D | |
| Common StockF2 | Jul 12, 2018 | S | 79,335 | $112.60 | D | 44,165 | D | |
| Common Stock | Jul 12, 2018 | M | 6,558 | $22.00 | A | 50,723 | D | |
| Common StockF3 | Jul 12, 2018 | S | 6,558 | $113.02 | D | 44,165 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4,F5 | $22.00 | Jul 11, 2018 | M | 1,300 | D | — | Oct 6, 2019 | Common Stock | 1,300 | 85,893 | D |
| Stock OptionF4,F5 | $22.00 | Jul 12, 2018 | M | 85,893 | D | — | Oct 6, 2019 | Common Stock | 85,893 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 plan.
- F2These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $112.00 to $112.99, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2).
- F3These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $113.00 to $113.04, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3).
- F4Stock Options outstanding under the Issuer's 2009 Equity Incentive Plan.
- F5Immediately.