SEC Form 4 · accession 0001209191-17-057887
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth E Thompson
Officer — EVP, Gen Counsel and Corp Sec
Period of report
Oct 20, 2017
Accepted (ET)
Oct 24, 2017 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2017 | M | 62,226 | $17.24 | A | 107,264 | D | |
| Common StockF1 | Oct 20, 2017 | S | 62,226 | $85.15 | D | 45,038 | D | |
| Common Stock | Oct 23, 2017 | M | 200 | $17.24 | A | 45,238 | D | |
| Common StockF2 | Oct 23, 2017 | S | 200 | $85.00 | D | 45,038 | D | |
| Common Stock | Oct 24, 2017 | M | 17,781 | $17.24 | A | 62,819 | D | |
| Common StockF3 | Oct 24, 2017 | S | 17,781 | $85.04 | D | 45,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4,F5 | $17.24 | Oct 20, 2017 | M | 62,226 | D | — | Mar 1, 2018 | Common Stock | 62,226 | 87,774 | D |
| Stock OptionF4,F5 | $17.24 | Oct 23, 2017 | M | 200 | D | — | Mar 1, 2018 | Common Stock | 200 | 87,574 | D |
| Stock OptionF4,F5 | $17.24 | Oct 24, 2017 | M | 17,781 | D | — | Mar 1, 2018 | Common Stock | 17,781 | 69,793 | D |
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $85.00 to $85.35, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1).
- F2These shares were sold pursuant to a 10b5-1 plan.
- F3These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $85.00 to $85.15, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3).
- F4Stock Options outstanding under the Issuer's 1996 Incentive Plan.
- F5Immediately.