SEC Form 4 · accession 0001209191-17-044674
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Lehman
Director
Period of report
Jul 1, 2017
Accepted (ET)
Jul 10, 2017 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2017 | A | 859 | $0.00 | A | 103,182 | D | |
| Common StockF2 | holding | — | — | — | 28,863 | I | Through Trust | |
| Common StockF3 | holding | — | — | — | 75,616 | I | Through Trust | |
| Common StockF4 | holding | — | — | — | 58,477 | I | Through Trust | |
| Common StockF5 | holding | — | — | — | 63,602 | I | Through Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6,F7 | $84.37 | Jul 1, 2017 | A | 4,256 | A | — | Jul 1, 2027 | Common Stock | 4,256 | 4,256 | D |
| Stock OptionF8 | $84.37 | Jul 1, 2017 | A | 6,455 | A | Jul 1, 2017 | Jul 1, 2027 | Common Stock | 6,455 | 6,455 | D |
Explanation of responses
- F1These deferred stock units of Common Stock were granted under the Issuer's 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2013 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 859 shares of Common Stock at the end of his service to the Board of the Issuer. These deferred stock units vest monthly ratably over of period of 12 months from the grant date.
- F2These shares are owned by the Lehman Business Trust, of which John F. Lehman is the trustee. Mr. Lehman disclaims beneficial ownership of any shares beneficially owned by the trust except to the extent of his pecuniary interest therein.
- F3These shares of Common Stock are held directly by the John F. Lehman Jr. 2010 Seven Year Grantor Retained Annuity Trust.
- F4These shares are held directly by the John F. Lehman Jr. Irrevocable Remainder Trust.
- F5These shares are held directly by the John F. Lehman & Barbara W. Lehman Ten Ent.
- F6The reporting person was awarded the reported stock options under the Issuer's 2013 Equity Incentive Plan. These stock options vest monthly ratably over a period of 12 months from the grant date.
- F7Exercisable upon the earlier of (i) the first anniversary of the grant date or (ii) the end of the reporting person's service to the Board of the Issuer.
- F8The reporting person elected to receive the reported stock options under the Issuer's 2013 Equity Incentive Plan as part of his annual retainer.