SEC Form 4 · accession 0001209191-17-033308
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Lehman
Director
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | M | 12,750 | $16.72 | A | 115,073 | D | |
| Common Stock | May 16, 2017 | M | 26,050 | $16.72 | A | 141,123 | D | |
| Common StockF1 | May 16, 2017 | S | 8,247 | $78.72 | D | 132,876 | D | |
| Common StockF2 | holding | — | — | — | 28,863 | I | Through Trust | |
| Common StockF3 | holding | — | — | — | 75,616 | I | Through Trust | |
| Common StockF4 | holding | — | — | — | 58,477 | I | Through Trust | |
| Common StockF5 | holding | — | — | — | 33,049 | I | Through Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6,F7 | $16.72 | May 16, 2017 | M | 12,750 | D | — | Jul 1, 2017 | Common Stock | 12,750 | 0 | D |
| Stock OptionF6,F7 | $16.72 | May 16, 2017 | M | 26,050 | D | — | Jul 1, 2017 | Common Stock | 26,050 | 0 | D |
Explanation of responses
- F1This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $78.61 to $78.86, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1).
- F2These shares are owned by the Lehman Business Trust, of which John F. Lehman is the trustee. Mr. Lehman disclaims beneficial ownership of any shares beneficially owned by the trust except to the extent of his pecuniary interest therein.
- F3These shares of Common Stock are held directly by the John F. Lehman Jr. 2010 Seven Year Grantor Retained Annuity Trust.
- F4These shares are held directly by the John F. Lehman Jr. Irrevocable Remainder Trust.
- F5These shares are held directly by the John F. Lehman & Barbara W. Lehman Ten Ent.
- F6Stock Options outstanding under the Issuer's 1996 Incentive Plan.
- F7Immediately.