SEC Form 4 · accession 0001209191-16-155619
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent de P. McCarthy
Officer — SVP, Corp Dev & Strategy
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | M | 23,200 | $22.00 | A | 55,149 | D | |
| Common StockF1 | Dec 15, 2016 | S | 23,200 | $81.72 | D | 31,949 | D | |
| Common Stock | Dec 15, 2016 | M | 17,500 | $28.20 | A | 49,449 | D | |
| Common StockF2 | Dec 15, 2016 | S | 17,500 | $81.72 | D | 31,949 | D | |
| Common Stock | Dec 15, 2016 | M | 17,500 | $28.20 | A | 49,449 | D | |
| Common StockF3 | Dec 15, 2016 | S | 11,631 | $81.92 | D | 37,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4,F5 | $22.00 | Dec 15, 2016 | M | 23,200 | D | — | Oct 6, 2019 | Common Stock | 23,200 | 0 | D |
| Stock OptionF4,F5 | $28.20 | Dec 15, 2016 | M | 17,500 | D | — | Apr 1, 2020 | Common Stock | 17,500 | 52,500 | D |
| Stock OptionF4,F5 | $28.20 | Dec 15, 2016 | M | 17,500 | D | — | Apr 1, 2020 | Common Sotck | 17,500 | 35,000 | D |
Explanation of responses
- F1This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $81.27 to $82.20, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1).
- F2This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $81.27 to $82.20, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2).
- F3This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $81.64 to $82.21, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3).
- F4Stock Options outstanding under the Issuer's 2009 Equity Incentive Plan.
- F5Immediately.