SEC Form 4 · accession 0001209191-16-140149
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent de P. McCarthy
Officer — SVP, Corp Dev & Strategy
Period of report
Sep 6, 2016
Accepted (ET)
Sep 6, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2016 | M | 2,400 | $22.00 | A | 34,349 | D | |
| Common StockF1 | Sep 6, 2016 | S | 2,400 | $83.70 | D | 31,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F3 | $22.00 | Sep 6, 2016 | M | 2,400 | D | — | Oct 6, 2019 | Common Stock | 2,400 | 23,200 | D |
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 plan that Mr. McCarthy entered into on September 15, 2015.
- F2Stock Options outstanding under the Issuer's 2009 Equity Incentive Plan.
- F3Immediately.