SEC Form 4 · accession 0001209191-16-132168
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew G Mills
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 8, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | A | 896 | $0.00 | A | 113,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F3 | $80.93 | Jul 1, 2016 | A | 4,671 | A | — | Jul 1, 2026 | Common Stock | 4,671 | 4,671 | D |
| Stock OptionF4 | $80.93 | Jul 1, 2016 | A | 5,799 | A | Jul 1, 2016 | Jul 1, 2026 | Common Stock | 5,799 | 5,799 | D |
Explanation of responses
- F1These deferred stock units of Common Stock were granted under the Issuer's 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2013 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 896 shares of Common Stock at the end of his service to the Board of the Issuer. These deferred stock units vest monthly ratably over a period of 12 months from the grant date.
- F2The reporting person was awarded the reported stock options under the Issuer's 2013 Equity Incentive Plan. These stock options vest monthly ratably over a period of 12 months from the grant date.
- F3Exercisable upon the earlier of (i) 7/1/2017 or (ii) the end of the reporting person's service to the Board of the Issuer.
- F4The reporting person elected to receive the reported stock options under the Issuer's 2013 Equity Incentive Plan as part of his annual retainer.