SEC Form 4 · accession 0001209191-16-129088
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth E Thompson
Officer — EVP, Gen Counsel and Corp Sec
Period of report
Jun 21, 2016
Accepted (ET)
Jun 21, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 21, 2016 | M | 43,509 | $15.10 | A | 84,156 | D | |
| Common StockF1 | Jun 21, 2016 | S | 43,509 | $80.13 | D | 40,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F3 | $15.10 | Jun 21, 2016 | M | 43,509 | D | — | Mar 1, 2017 | Common Stock | 43,509 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 plan that Mr. Thompson entered into on June 15, 2016. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $80.00 to $80.34, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1).
- F2Stock Options outstanding under the Issuer's 1996 Incentive Plan.
- F3Immediately.