SEC Form 4 · accession 0001209191-16-124697
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Lehman
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 1, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | M | 12,050 | $12.84 | A | 104,515 | D | |
| Common Stock | Jun 1, 2016 | S | 1,996 | $79.14 | D | 102,519 | D | |
| Common StockF1 | holding | — | — | — | 28,863 | I | Through Trust | |
| Common StockF2 | holding | — | — | — | 84,578 | I | Through Trust | |
| Common StockF3 | holding | — | — | — | 58,477 | I | Through Trust | |
| Common StockF4 | holding | — | — | — | 22,995 | I | Through Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5,F6 | $12.84 | Jun 1, 2016 | M | 12,050 | D | — | Jul 1, 2016 | Common Stock | 12,050 | 0 | D |
Explanation of responses
- F1These shares are owned by the Lehman Business Trust, of which John F. Lehman is the trustee. Mr. Lehman disclaims beneficial ownership of any shares beneficially owned by the trust except to the extent of his pecuniary interest therein.
- F2These shares are held directly by the John F. Lehman Jr. 2010 Three Year Grantor Retainer Annuity Trust.
- F3These shares are held directly by the John F. Lehman Jr. Irrevocable Remainder Trust.
- F4These shares are held directly by the John F. Lehman & Barbara W. Lehman Ten Ent.
- F5Stock Options outstanding under the Issuer's 1996 Incentive Plan.
- F6Immediately.