SEC Form 4 · accession 0001209191-16-113290
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent de P. McCarthy
Officer — SVP, Corp Dev & Strategy
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | A | 6,235 | $0.00 | A | 35,233 | D | |
| Common Stock | Apr 1, 2016 | F | 3,284 | $80.19 | D | 31,949 | D | |
| Common Stock | Apr 5, 2016 | M | 2,400 | $22.00 | A | 34,349 | D | |
| Common StockF2 | Apr 5, 2016 | S | 2,400 | $78.80 | D | 31,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F4 | $80.19 | Apr 1, 2016 | A | 32,596 | A | — | Apr 1, 2026 | Class A Common Stock | 32,596 | 32,596 | D |
Explanation of responses
- F1These restricted shares of Common Stock were granted under the Issuer's 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2013 Equity Incentive Plan and the applicable award agreement thereunder, these restricted shares vest in four equal installments on the first,second, third and fourth anniversaries of their grant date.
- F2These shares were sold pursuant to a 10b5-1 plan that Mr. McCarthy entered into on September 15, 2015.
- F3This stock option was granted under the Issuer's 2013 Equity Incentive Plan.
- F4Subject to the terms of the Issuer's 2013 Equity Incentive Plan and the applicable award agreement thereunder, this stock option vests and becomes exercisable in four equal installments on the first, second, third and fourth anniversaries of the stock option grant date.