SEC Form 4 · accession 0001209191-15-059725
Verisk Analytics, Inc. · VRSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Lehman
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001442145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | A | 908 | $0.00 | A | 85,022 | D | |
| Common StockF2 | holding | — | — | — | 28,863 | I | Through Trust | |
| Common StockF3 | holding | — | — | — | 92,021 | I | Through Trust | |
| Common StockF4 | holding | — | — | — | 58,477 | I | Through Trust | |
| Common StockF5 | holding | — | — | — | 22,995 | I | Through Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6 | $72.95 | Jul 1, 2015 | A | 4,716 | A | Jul 1, 2016 | Jul 1, 2025 | Common Stock | 4,716 | 4,716 | D |
| Stock OptionF7 | $72.95 | Jul 1, 2015 | A | 7,295 | A | Jul 1, 2015 | Jul 1, 2025 | Common Stock | 7,295 | 7,295 | D |
Explanation of responses
- F1These deferred stock units of Common Stock were granted under the Issuer's 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2013 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 908 shares of Common Stock at the end of his service to the Board of the Issuer.
- F2These shares are owned by the Lehman Business Trust, of which John F. Lehman is the trustee. Mr. Lehman disclaims beneficial ownership of any shares beneficially owned by the trust except to the extent of his pecuniary interest therein.
- F3These shares of Class A Common Stock are held directly by the John F. Lehman Jr. 2010 Seven Year Grantor Retained Annuity Trust.
- F4These shares are held directly by the John F. Lehman Jr. Irrevocable Remainder Trust.
- F5These shares are held directly by the John F. Lehman & Barbara W. Lehman Ten Ent.
- F6The reporting person was awarded the reported stock options under the Issuer's 2013 Equity Incentive Plan.
- F7The reporting person elected to receive the reported stock options under the Issuer's 2013 Equity Incentive Plan as part of his annual retainer.