SEC Form 4 · accession 0001104659-16-088613
CLOUD PEAK ENERGY INC. · CLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Owens
Director
Period of report
Jan 6, 2016
Accepted (ET)
Jan 7, 2016 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2016 | A | 45,455 | $0.00 | A | 78,485 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent restricted stock units which will be settled in common stock upon vesting. These restricted stock units vest as to 100% on the date the director retires or resigns from the Board of Directors of Cloud Peak Energy Inc., provided, however, that if the director resigns before the one-year anniversary of the grant date, the number of shares shall be prorated.