SEC Form 3 · accession 0001441816-19-000032
MongoDB, Inc. · MDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cedric Pech
Officer — Chief Revenue Officer
Period of report
Feb 11, 2019
Accepted (ET)
Feb 11, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441816
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 32,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $8.40 | holding | — | — | — | — | Apr 5, 2027 | Class A Common Stock | 171,875 | — | D |
Explanation of responses
- F1Includes 31,691 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. Each restricted stock unit award shall vest in equal quarterly installments, subject to the reporting person's continued service with the Issuer.
- F2All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 5,729 shares are vested. The remaining shares shall vest in 29 equal monthly installments beginning on March 1, 2019, subject to the reporting person providing continuous service to the Issuer on each such date.