SEC Form 4 · accession 0001441816-19-000012

MongoDB, Inc. · MDB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Marketing Officer

Period of report

Jan 7, 2019

Accepted (ET)

Jan 9, 2019 · 4:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001441816

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Jan 7, 2019	C	7,261	$0.00	A	38,297	D
Class A Common Stock^F2	Jan 7, 2019	S	7,261	$86.29	D	31,036	D
Class A Common Stock^F1	Jan 8, 2019	C	30	$0.00	A	31,066	D
Class A Common Stock	Jan 8, 2019	S	30	$88.78	D	31,036	D
Class A Common Stock	holding	—	—		—	1,000	I	By spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$6.50	Jan 7, 2019	M	7,261	D	—	Apr 22, 2025	Class B Common Stock	7,261	14,614	D
Class B Common Stock^F1	—	Jan 7, 2019	M	7,261	A	—	—	Class A Common Stock	7,261	12,261	D
Class B Common Stock^F1	—	Jan 7, 2019	C	7,261	D	—	—	Class A Common Stock	7,261	5,000	D
Employee Stock Option (Right to Buy)^F3	$6.50	Jan 8, 2019	M	30	D	—	Apr 22, 2025	Class B Common Stock	30	14,584	D
Class B Common Stock^F1	—	Jan 8, 2019	M	30	A	—	—	Class A Common Stock	30	5,030	D
Class B Common Stock^F1	—	Jan 7, 2019	C	30	D	—	—	Class A Common Stock	30	5,000	D

F1Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
F2The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $86.01 to $86.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining 14,584 unvested shares shall vest in 2 equal monthly installments beginning on February 4, 2019, subject to the reporting person providing continuous service to the Issuer on each such date.