SEC Form 4 · accession 0001441816-18-000106
MongoDB, Inc. · MDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lawrence Gordon
Officer — Chief Financial Officer
Period of report
Oct 2, 2018
Accepted (ET)
Oct 3, 2018 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441816
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Oct 2, 2018 | S | 1,047 | $75.23 | D | 74,825 | D | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By spouse | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By child 1 | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By child 2 | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By child 3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.04 to $75.24, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.