SEC Form 4 · accession 0001441816-18-000065
MongoDB, Inc. · MDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lawrence Gordon
Officer — Chief Financial Officer
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441816
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jul 2, 2018 | S | 721 | $49.40 | D | 75,872 | D | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By spouse | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By child 1 | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By child 2 | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By child 3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F2Includes 1,593 shares of Class A Common Stock acquired pursuant to the Issuer's 2017 Employee Stock Purchase Plan on June 15, 2018.