SEC Form 4 · accession 0001387322-18-000017
MongoDB, Inc. · MDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 29, 2018
Accepted (ET)
Dec 3, 2018 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441816
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F9 | Nov 29, 2018 | S | 174,558 | $82.51 | D | 3,655,713 | I | See footnote |
| Common StockF2,F9 | Nov 29, 2018 | S | 79,544 | $83.51 | D | 3,576,169 | I | See footnote |
| Common StockF3,F9 | Nov 29, 2018 | S | 72,676 | $84.17 | D | 3,503,493 | I | See footnote |
| Common StockF4,F9 | Nov 30, 2018 | S | 186,551 | $80.37 | D | 3,316,942 | I | See footnote |
| Common StockF5,F9 | Nov 30, 2018 | S | 48,269 | $81.28 | D | 3,268,673 | I | See footnote |
| Common StockF6,F9 | Nov 30, 2018 | S | 13,604 | $82.81 | D | 3,255,069 | I | See footnote |
| Common StockF7,F9 | Nov 30, 2018 | S | 80,209 | $83.93 | D | 3,174,860 | I | See footnote |
| Common StockF8,F9 | Nov 30, 2018 | S | 28,460 | $84.55 | D | 3,146,400 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $81.90 to $82.89 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $82.90 to $83.89 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F3Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $83.90 to $84.63 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F4Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $80.00 to $80.99 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F5Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $81.00 to $81.62 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F6Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $82.16 to $83.13 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F7Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $83.22 to $84.18 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F8Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $84.22 to $84.88 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F9Shares reported herein are owned by Whale Rock Flagship Master Fund, LP and Whale Rock Flagship (AI) Fund LP, investment limited partnerships for which Whale Rock Capital Management LLC ("Whale Rock") serves as investment manager. Whale Rock, as those investment limited partnerships' investment manager, and Alexander Sacerdote, as managing member and owner of Whale Rock, may therefore be deemed to beneficially own such securities. Each of Whale Rock and Mr. Sacerdote disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.