SEC Form 3 · accession 0000902664-18-000880
MARRONE BIO INNOVATIONS INC · MBII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Dwight Anderson
Director · 10% Owner · Other
Ospraie Ag Science LLC
Director · 10% Owner · Other
Period of report
Jan 31, 2018
Accepted (ET)
Feb 12, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.00001 par value ("Common Stock")F1 | holding | — | — | — | 30,666,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $1.00 | holding | — | — | — | Feb 5, 2018 | Dec 31, 2020 | Common Stock | 30,666,667 | — | D |
Explanation of responses
- F1These securities are held by Ospraie Ag Science LLC ("Ospraie LLC"). Mr. Dwight Anderson ("Mr. Anderson") is the Managing Member and controlling equity owner of Ospraie LLC and, in such capacity, may be deemed to have voting and dispositive power over the securities held for the account of Ospraie LLC. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.
Remarks
Each of Ospraie LLC and Mr. Anderson may be deemed a director by deputization of the Issuer by virtue of the fact that Messrs. Robert A. Woods and Yogesh Mago, representatives of the Reporting Persons, currently serve on the board of directors of the Issuer.