Form4insider filings, from the source

SEC Form 4 · accession 0000899243-18-005806

MARRONE BIO INNOVATIONS INC · MBII

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
WADDELL & REED INC
10% Owner · Other
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441693

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF5,F4,F3,F1,F2Feb 26, 2018J8,727,500—D24,714,892ISee footnotes
Common StockF5,F4,F3,F1,F2Feb 26, 2018J8,727,500—A24,714,892ISee footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
WarrantF5,F4,F3,F1,F2$1.91Feb 26, 2018J1,380,000DAug 20, 2015Aug 20, 2023Common Stock1,380,0008,000,000I
WarrantF5,F4,F3,F1,F2$1.91Feb 26, 2018J1,380,000AAug 20, 2015Aug 20, 2023Common Stock1,380,0008,000,000I
WarrantF5,F4,F3,F1,F2$1.25Feb 26, 2018J1,380,000DDec 31, 2018Dec 31, 2020Common Stock1,380,0008,000,000I
WarrantF5,F4,F3,F1,F2$1.25Feb 26, 2018J1,380,000ADec 31, 2018Dec 31, 2020Common Stock1,380,0008,000,000I

Explanation of responses

Remarks

Exhibit List: Exhibit 99.1 - Joint Filer Information As a result of the Reorganization, WRIMCO, WRI, and WRFSI are no longer subject to Section 16 of the Exchange Act.