Form4insider filings, from the source

SEC Form 4 · accession 0000899243-18-003132

MARRONE BIO INNOVATIONS INC · MBII

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
WADDELL & REED INC
10% Owner · Other
Period of report
May 14, 2014
Accepted (ET)
Feb 7, 2018 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441693

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3May 14, 2014P14,500$9.4555A2,029,083ISee Footnotes
Common StockF1,F2,F3May 14, 2014P2,200$9.4555A2,031,283ISee Footnotes
Common StockF1,F2,F3May 15, 2014P94,021$9.2296A2,125,304ISee Footnotes
Common StockF1,F2,F3May 15, 2014P67,800$9.2296A2,193,104ISee Footnotes
Common StockF1,F2,F3May 15, 2014P10,400$9.2296A2,203,504ISee Footnotes
Common StockF1,F2,F3May 15, 2014P1,500$9.2296A2,205,004ISee Footnotes
Common StockF1,F2,F3May 16, 2014P27,988$9.2532A2,232,992ISee Footnotes
Common StockF1,F2,F3May 16, 2014P20,300$9.2532A2,253,292ISee Footnotes
Common StockF1,F2,F3May 16, 2014P3,200$9.2532A2,256,492ISee Footnotes
Common StockF1,F2,F3May 16, 2014P300$9.2532A2,256,792ISee Footnotes
Common StockF1,F2,F3Jun 6, 2014P1,386,600$9.50A3,643,392ISee Footnotes
Common StockF1,F2,F3Jun 6, 2014P946,700$9.50A4,590,092ISee Footnotes
Common StockF1,F2,F3Jun 6, 2014P144,700$9.50A4,734,792ISee Footnotes
Common StockF1,F2,F3Jun 6, 2014P22,000$9.50A4,756,792ISee Footnotes
Common StockF1,F2,F3Sep 30, 2014P11,300$2.7679A4,768,092ISee Footnotes
Common StockF1,F2,F3Nov 1, 2016J41,900$2.00D4,726,192ISee Footnotes
Common StockF1,F2,F3Feb 1, 2017S800$2.1131D4,725,392ISee Footnotes
Common StockF1,F2,F3Feb 2, 2017S10,500$2.1618D4,714,892ISee Footnotes
Common StockF5,F1,F2,F3Feb 5, 2018J20,000,000—A24,714,892ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
WarrantF12,F1,F2,F3$1.91Aug 20, 2015P4,000,000AAug 20, 2015Aug 20, 2023Common Stock4,000,0004,000,000I
WarrantF1,F2,F3$1.25Feb 5, 2018J4,000,000ADec 31, 2018Dec 31, 2020Common Stock4,000,0008,000,000I

Explanation of responses

Remarks

Exhibit List: Exhibit 99.1 - Joint Filer Information