SEC Form 4 · accession 0001209191-18-053302
APPIAN CORP · APPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Prashanth Boccassam
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 28, 2018 | J | 594 | $0.00 | A | 64,869 | D | |
| Class A Common Stock | Sep 28, 2018 | J | 42,054 | $0.00 | A | 106,923 | D | |
| Class A Common Stock | Oct 1, 2018 | A | 528 | $0.00 | A | 107,451 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro rata distribution without additional consideration by Novak Biddle Venture Partners V, L.P. to its limited partners.
- F2Represents a pro rata distribution without additional consideration by Novak Biddle Company V, LLC to its partners.
- F3These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017.